Our major practice groups include: Assurance & Audit, Tax & Accounting, Private Client Services, Business Management, and Consulting.

Weinberg & Company provides audit services to public companies that trade on various U.S. and foreign exchanges. Our clients vary in size from multi-national accelerated filers, to domestic operating companies, to emerging start-ups and research and development companies.

We have significant experience serving public reporting companies in the U.S. and internationally. As such, we can provide all the services necessary to ensure you remain in compliance with all the reporting requirements of the SEC such as audits of financial statements to be included in Form 10K, audits of internal controls of financial reporting to be included in Form 10K, reviews of financial statements to be included in Form 10-Q, and current reporting requirements such as major acquisitions or dispositions of assets to be reported in Form 8-K.

We also are well versed in handling the compliance requirements for all transactional events including:

• Initial and Secondary Public Offerings
• Mergers, Acquisitions and Divestitures, including Roll-ups
• Reverse Mergers
• Private Investment in Public Equities (PIPE)
• Registered Direct Offerings
• Special Purpose Acquisition Companies (SPAC)

Since our practice is involved heavily with servicing public companies, we stay on top of the ever-changing regulatory environment and complex internal control process requirements. We have an ongoing dialogue with the SEC staff in connection with client filings and on special situations.

Many private companies have a need for audit services. Often, it is required by such third parties as: banks, investors, private financial partners, profit participants and regulatory bodies.

For private companies seeking growth capital we provide an independent and reliable overview of a company’s financial situation to investors, including potential strategic or financial partners, creditors and shareholders. We work closely with commercial and investment banks in a variety of financial events, including equity and debt capital raises, mergers & acquisitions and restructurings.

We understand that private companies are less than enthusiastic about going through the rigors of an audit solely to satisfy a third-party requirement.

As such, Weinberg & Company takes a value-added approach.  Our audits can address specific ways to improve operating efficiencies by:

• Providing useful management reports to help make better decisions.
• Recommending specific improvements to controls and procedures.
• Utilizing audit information for proactive tax planning.
• Improving the quality of information generated by your system.

Many private companies have a need for financial statements, yet may not need an audit. As a member of the AICPA Private Company Practice Section, our firm provides alternative levels of financial statement assurance that may be more cost effective to our clients.

Reviews may be a cost-effective way to meet the requirements of third-parties. In conducting a Review, we follow procedures of the American Institute of Certified Public Accountants which are more time efficient compared with audits conducted in accordance with generally accepted auditing standards.

Compilations involve assembling data from company records and presenting it in an appropriate financial statement format. Through compilation services, we are able to prepare monthly, quarterly or annual financial statements for our clients.

Weinberg & Company performs assurance services for a wide variety of benefit plans that fall under the Employee Retirement Income Security Act (ERISA).

Our assurance professionals are highly qualified with extensive training and experience in auditing all types of employee benefit plans and stay current on all changes and updates promulgated by the Department of Labor, the Internal Revenue Service and other regulators.

We have broad expertise in audits of all types of Employee Benefit Plans, including:

• Defined Contribution Plans (401 (k), 403 (b), profit-sharing, Employee Stock   Ownership Plans)
• Defined Benefit Plans
• Full-scope audits
• Limited-scope audits
• Working with our client’s third-party administrators to coordinate the audit

* Member of American Institute of Certified Public Accountants Employee Benefit Plan Audit Quality Center (EPBAQC)